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SCAPULAR DYSKINESIS AND ITS RELATION TO SHOULDER PAIN.
  Journal of the American Academy of Orthopaedic Surgeons, Vol. 11, No. 2, March/April 2003.

            W. Ben Kibler, MD                     John McMullen, ATC

 

ABSTRACT

Scapular dyskinesis is term used to describe the loss of normal scapular motion as seen clinically.  Dysfunction in scapular position and mechanics is seen in 100% of cases of glenohumeral instability, 68% of those with abnormalities to the rotator cuff, and 94% with labral tears.  Understanding the proper mechanics of the scapula and its relation to the trunk and the humerus is necessary to ensure proper rehab and resolution of the patient’s problem.

 

The primary role of the scapula is to maintain the humeral head and its anatomical axis as the humerus undergoes motion.  Its secondary function is to provide motion along with thoracic wall, either as a movable platform, or as a stabilizing platform as seen with overhead workers.  A third role is to provide elevation of the acromion during cocking and throwing motions to prevent impingement, and a last role is as a final link in the proximal to distal sequencing of energy, force and velocity as seen when throwing.  The arm musculature itself is not really enough to propel a ball, and the body, legs, and scapula all assist in transferring energy into the arm in order to throw.  It also serves to absorb some of the energy generated by the overextended or elevated arm.

 

Scapular dyskinesis can occur due to multiple different situations.  One may be an abnormality in bony posture or injury.  Excessive resting kyphosis creates a situation where there is excessive scapular protraction and arcomial depression in all stages of motion, increasing the risk for impingement.  AC joint injuries or instabilities can alter the center of rotation of the scapula, leading to faulty mechanics.

 

Muscle function alterations, especially involving the serratus anterior and lower trapezius, are a common source of dysfunction, especially in cases of secondary impingement.  Nerve damage is a rare cause, and more common causes include trauma to the muscle itself, microtrauma due to excessive strain in the muscles, fatigue, and inhibition due to pain.  The serratus and low trapezius are the two muscles that are most susceptible to inhibition, and weakness to these is seen more often in the early phase of the problem. 

 

Contractures, especially of the anterior musculature that attaches to the coracoid process (pectoralis minor and short biceps head) can create an anterior tilt and forward lean to the scapula, as can tightness to the posterior capsule and latissimus.  Forward head posture creates tightness to the anterior neck musculature, which again in turn facilitates the abnormal scapula position. 

 

There are 3 types of scapular dyskinesis:  Type I is characterized by a prominence of the inferior medial scapular border, Type II has the entire medial border protruding, and Type III has superior translation of the entire scapula and prominence of the superior medial border.  When there is loss of scapular retraction, there is loss of a stable cocking point in throwers, or a loss of the stable base for the humerus in laborers.  Lacking full scapular protraction increases the deceleration forces during a throw, especially at the shoulder.  Too much protraction due to tight anterior structures or a tight posterior capsule leads to impingement as the scapula rotates down and forward.

 

Evaluation of the patient should include trunk segments, hip and lower extremity function, and scapular position and movement analysis.  There may be pain at the coracoid process, and the entire medial border may be tender with trigger points found in the upper trapezius.  There may even be painful scar tissue found in the musculature due to long standing dyskinesis.  Motion about the scapulothoracic joint should be smooth with no catching or rapid movements, which are more often seen during the lowering phase of the arm. 

 

Strength testing can include isometric scapular pinch, the scapular assistance test, the scapular retraction test, and the lateral scapular slide test.  Once all the factors involved in the dysfunction of the shoulder are identified, treatment can begin on restoring normal scapular position and movement.  More extensive therapy, including strengthening, should not occur until this step is accomplished, otherwise the shoulder is being worked in a faulty position, which could lead to soreness. 

 

The acute phase, or weeks 0-3, include modalities such as ultrasound and electrical stimulation, massage to loosen up tight musculature, stretching of tight structures (including the latissimus, upper trapezius, levator scapulae, pectoralis minor, infraspinatus, and teres minor), and closed chain exercises to facilitate stability.  Active trunk extension, lateral trunk rotation, and hip extension can be used to facilitate scapular retraction.  The recovery phase, from 3-8 weeks, adds on more aggressive closed chain exercises, along with tubing exercises incorporating trunk and hip motion with scapular motion, and avoidance of scapular compensations such as shrugging and winging are suppressed.  The maintenance phase, from 6-10 weeks, adds on plyometric exercises and overhead dumbbell presses and punches.

 

COMMENTS

A very long article that is tough to abstract without reproducing the entire article, or leaving too much material out.  The authors are trying to point out that in many cases, the dysfunction of the scapula leads to the problems seen with throwing athletes and overhead laborers.  If one does not address these factors, and just tackles the glenohumeral joint, he/she may be doing the patient an injustice.  There are going to be cases where there are bony or anatomical factors that the PT cannot control (AC joint separation, old clavicle fracture, scarring to certain shoulder tissues from long-standing problems, etc), but most of the cases are purely muscular in nature, and can be treated.  In some instances, the muscle dysfunction caused the problem seen with the patient, in others some type of injury set off a pain-inhibition chain of events that caused the pain.  A combination of both is also quite likely.

 

The authors do a great job of photographing and describing the different tests for the scapula, but then fail miserably when describing the rehabilitation.  Numerous exercises are mentioned, with no explanation given, so one has to hunt elsewhere for definitions.  The exercises that include photos do not give good descriptions as to exactly what the patient is doing in the photo, so that the program could be reproduced in the clinic.  Lastly, the protocol printed is somewhat confusing, uses many terms for exercise I have never heard, and is quite long for the typical HMO patient.

 

Regardless, the article is one of the must-reads for any PT/ATC that treats throwing athletes.  I will take photos myself in the near future to describe the 4 tests used to determine if there may be a dyskinesis during an evaluation.  I will also try to create photo images of some of the exercises as they suggest.

 

 


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